Market surveillance is the prevention and investigation of abusive, manipulative or illegal trading practices in the securities markets. Market surveillance helps to ensure orderly markets, where Learn how to reduce exposure can from breaches in market manipulation, insider trading, suitability, MAR, MNPI, conflicts of interest, and fund mandate rules. Trade Surveillance Software - Know Your Transactions, KYT Michael Zollweg, Head of the Trading Surveillance Office (TSO) of the Frankfurt Stock Exchange and Eurex Germany, will leave this public position at the end of 2019 at his own request. Zollweg held this position for 20 years and leaves Deutsche Börse AG on the best of terms. The lawyer will continue to be available to the company as a consultant in the area of trading surveillance until the Andreas Mitschke will take over as Head of the Trading Surveillance Office (TSO) of the Frankfurt Stock Exchange and the derivatives exchange Eurex as of 1 January 2020. He succeeds Michael Zollweg, who will leave this public position after 20 years (announced in September).Mitschke has been working for TSO since 2000. He started as an analyst monitoring trading at Eurex, before specialising
Market surveillance is the prevention and investigation of abusive, manipulative or illegal trading practices in the securities markets. Market surveillance helps to ensure orderly markets, where
1 Oct 2019 As trading conditions soured, the bank had to cut thousands of jobs. in the surveillance, the prosecutor's office said in a statement Tuesday. 16 Aug 2017 Trade surveillance has recently undergone a big change driven mainly by increased Holistic surveillance presents an integrated approach to trade surveillance by During the time they hold office and some years after “As head of the trading surveillance office, [Zollweg] was responsible for the ongoing development and expansion of digital surveillance of electronic trading systems and pioneered the integrated supervising of the cash and derivatives market,” said Martin Reck, board member of the Frankfurt Stock Exchange, upon announcing Zollweg’s Learn how to reduce exposure can from breaches in market manipulation, insider trading, suitability, MAR, MNPI, conflicts of interest, and fund mandate rules. Trade Surveillance Software - Know Your Transactions, KYT Michael Zollweg, Head of the Trading Surveillance Office (TSO) of the Frankfurt Stock Exchange and Eurex Germany, will leave this public position at the end of 2019 at his own request. Zollweg held this position for 20 years and leaves Deutsche Börse AG on the best of terms.
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We pioneer futures trading software, infrastructure and data solutions for the most Utilize machine learning for trade surveillance and compliance. Learn More. The SURVEIL-X Holistic Trade Compliance platform analyzes and correlates all trade related data: Comprehensive surveillance coverage for all regulatory
31 Jul 2013 Not surprisingly, compliance initiatives within affected firms have likewise moved from the back office to center stage--the front office--while
18 Jun 2012 Redkite Surveillance enables financial risk and compliance officers to monitor on the same real-time standard as front-office trading systems. Heads of Compliance Technology, Heads of Trading Surveillance IT, Heads of the use of Big Data and behavioral analytics in Trading Surveillance (trader profiling). Alternatively, contact your local office using the below phone numbers. Nasdaq Riga and Nasdaq Tallinn have established surveillance committees to handle Lauris Liepa – COBALT Law Office, Partner and Attorney-at-Law. 18 Jun 2012 Redkite Surveillance enables financial risk and compliance officers to monitor on the same real-time standard as front-office trading systems. We pioneer futures trading software, infrastructure and data solutions for the most Utilize machine learning for trade surveillance and compliance. Learn More.