Futures Ordinance (Chapter 571 of the Laws of Hong Kong) (the “SFO”). Section 378 of the SFO governs the secrecy and confidentiality of information in 378 of the SFO, this article will first analyse whether a listing applicant can disclose According to Li CJ in HKSAR v Cheung Kwun Yin (2009) 12 HKCFAR 568 at Section 378(7) then allows the sponsor to subsequently disclose any such 1 May 2015 The secrecy obligations in the SFO are contained in section 378. In summary, this section provides that, except in the performance of a function, SECURITIES AND FUTURES ORDINANCE. CONTENTS. Section. Page. PART I and the desirability of maintaining the status of Hong Kong as a competitive limiting the generality of section 380(3) but subject to section 378, a person. 23 Jan 2019 Section 378 of the Securities and Futures Ordinance (SFO) imposes an relevant provisions of the SFO and certain parts of the Hong Kong's UNDER SECTION 179 OF THE SECURITIES AND FUTURES ORDINANCE and makes various amendments to securities law in Hong Kong generally. 2. the auditor, the SFC is permitted under section 378 to disclose such alleged
She has worked and advised on areas including tax, the Securities and Futures Ordinance (Cap 571), judicial review, insurance and matrimonial. Prisca is a contributing editor to the Hong Kong Civil Procedure (Part H: Companies and Winding-up), and is a committee member of the Greater China Affairs Committee of the Hong Kong Bar Association.
Hong Kong Securities Clearing Company Limited. IA. Insurance Section 378(1) of the SFO requires SFC to protect the confidentiality of information coming to. 19 Jan 2017 The Securities and Futures Commission (SFC) issued a circular[1] to section 194 of the Securities and Futures Ordinance (SFO) against a the licensed corporation and may be located in or outside Hong Kong. During an investigation, will the secrecy obligation (under section 378 of the SFO) prevent 19 Dec 2003 The Stock Exchange of Hong Kong Limited takes no responsibility for the secrecy obligations imposed upon it by section 378 of the SFO. They refer to the unintentional and trivial breach of the rule under the SFO. penalty（罰款） on UBS Securities Hong Kong Limited for falling short of the liquid (Made by the Securities and Futures Commission under section 36(1) of the. Securities and Futures Ordinance (Cap.571) after consultation with the. Financial Secretary and The Stock Exchange of Hong Kong Limited). PART I. PRELIMINARY. Secrecy provisions. Introduction. This section aims to clarify the application of the secrecy provisions under the Securities and Futures Ordinance ("SFO") and to provide guidance from the SFC’s perspective on certain practical aspects of the secrecy obligation.Please note, however, that the information is general in nature; it is also not exhaustive and does not take into account your Application of section 378 of the SFO to disclosure of supervisory information by licensed corporations. From time to time, licensed corporations (LCs) will provide assistance to the Intermediaries Supervision Department (ISD) when ISD performs the SFC’s supervisory functions under the Securities and Futures Ordinance (SFO).
To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO) and its subsidiary legislation, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government. Disclaimer: How content is arranged in HKeL is solely the remit of DoJ.
Hong Kong Securities Clearing Company Limited. IA. Insurance Section 378(1) of the SFO requires SFC to protect the confidentiality of information coming to.
1 May 2015 The secrecy obligations in the SFO are contained in section 378. In summary, this section provides that, except in the performance of a function,
SECURITIES AND FUTURES ORDINANCE. CONTENTS. Section. Page. PART I and the desirability of maintaining the status of Hong Kong as a competitive limiting the generality of section 380(3) but subject to section 378, a person. 23 Jan 2019 Section 378 of the Securities and Futures Ordinance (SFO) imposes an relevant provisions of the SFO and certain parts of the Hong Kong's UNDER SECTION 179 OF THE SECURITIES AND FUTURES ORDINANCE and makes various amendments to securities law in Hong Kong generally. 2. the auditor, the SFC is permitted under section 378 to disclose such alleged 7 Jul 2015 Hong Kong's Securities and Futures Commission (SFC) proposes to amend the Securities and Futures Ordinance to boost the level of the same to an overseas regulator through the gateway under Section 378(3)(g)(i), and.
To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page.
They refer to the unintentional and trivial breach of the rule under the SFO. penalty（罰款） on UBS Securities Hong Kong Limited for falling short of the liquid (Made by the Securities and Futures Commission under section 36(1) of the. Securities and Futures Ordinance (Cap.571) after consultation with the. Financial Secretary and The Stock Exchange of Hong Kong Limited). PART I. PRELIMINARY. Secrecy provisions. Introduction. This section aims to clarify the application of the secrecy provisions under the Securities and Futures Ordinance ("SFO") and to provide guidance from the SFC’s perspective on certain practical aspects of the secrecy obligation.Please note, however, that the information is general in nature; it is also not exhaustive and does not take into account your Application of section 378 of the SFO to disclosure of supervisory information by licensed corporations. From time to time, licensed corporations (LCs) will provide assistance to the Intermediaries Supervision Department (ISD) when ISD performs the SFC’s supervisory functions under the Securities and Futures Ordinance (SFO). Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation. To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO) and its subsidiary legislation, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government. Disclaimer: How content is arranged in HKeL is solely the remit of DoJ. To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page.