Commodity Futures Trading Commission - CFTC: An independent U.S. federal agency established by the Commodity Futures Trading Commission Act of 1974. The Commodity Futures Trading Commission Security Futures Products. Trading of futures on single securities and futures on narrow-based security indexes, collectively called security futures products or SFPs, is jointly regulated by the CFTC and the Securities and Exchange Commission (SEC). Security futures products have features of both securities and futures. The CFTC is the Federal agency with the primary responsibility for overseeing the commodities markets, including foreign currency trading. Many state securities regulators also have the right under their state laws to take action against illegal commodities investments. CFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000
22 Dec 2014 On December 18, 2014, the Commodity Futures Trading Commission's (“CFTC's” ) Division of Clearing and Risk (“DCR”) issued extensions of
13 Nov 2014 CFTC Letter No. margin, guarantee, or secure foreign futures or foreign option positions, or money, Commission's website, www.cftc.gov. 7 Mar 2019 On Wednesday, the U.S. Commodity Futures Trading Commission (“CFTC” or the “Commission”) became the latest government agency to 7 Mar 2019 On March 6, 2019, the Commodity Futures Trading Commission's (CFTC or Commission) Division of Enforcement (Division) published an 22 Dec 2014 On December 18, 2014, the Commodity Futures Trading Commission's (“CFTC's” ) Division of Clearing and Risk (“DCR”) issued extensions of 21 Dec 2017 Overview of the US CFTC regulatory regime for commodity futures contracts Off -exchange foreign currency transactions FX bilateral 22 Feb 2016 Commodity Futures Trading Commission (“CFTC”) recently issued a no-action letter1 to provide certain intermediaries located outside of the 28 Nov 2014 Abstract We analyze the daily positions of 31 foreign Central Banks in of topics relevant to the CFTC's mandate to regulate commodity futures
11 Jun 2019 From the market's perspective, “the idea that there even is such a thing as insider trading in the futures market is foreign,” said Cliff Histed,
21 Aug 2019 On July 11, 2019, the Commodity Futures Trading Commission (CFTC) approved two proposed rules addressing the treatment of foreign GAO noted that: (1) U.S. securities, foreign futures, and OTC markets trade derivatives that are based on single stocks and stock indexes; (2) however, the Re: Interim Relief Related to the Trading of Foreign Security Futures (2) The BD/FCM must continue to be registered with both the SEC and CFTC as a tion under the CEA specified transactions involv- ing foreign currency, which were not transactions. “for future delivery conducted on a board of trade.” The CFTC the Commodity Futures Trading Commission (CFTC).4 Derivative commodities 11 Exemption From Registration for Certain Foreign Persons, 81 Fed. Reg. 20 Mar 2019 First, and practically speaking, the CFTC's entry into the foreign corruption enforcement realm has the potential to increase the complexity of 11 Jun 2019 From the market's perspective, “the idea that there even is such a thing as insider trading in the futures market is foreign,” said Cliff Histed,
1. the future on the index is traded on or subject to the rules of a foreign board of trade;. 2. the offer and sale in the United States of a futures contract on the index
Fraud Advisory from the CFTC: Foreign Currency (Forex) Fraud CFTC Brochure on Forex Fraud (PDF) Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert Download Adobe Acrobat Reader. RELATED LINKS. Information for Commodity Futures Customers of MF Global Inc. Enforcement Actions. Enforcement Press Releases. The CFTC's Energy and Environmental Markets Advisory Committee today announced that it will hold a public meeting… View All Latest News. Bitcoin. Resources for market participants and customers on virtual currency and the CFTC's role in oversight of this emerging innovation. Commodity Futures Trading Commission - CFTC: An independent U.S. federal agency established by the Commodity Futures Trading Commission Act of 1974. The Commodity Futures Trading Commission
Part 30 of CFTC regulations governs the offer and sale of foreign futures and options to customers located in the United States. “International comity and deference as well as clarity in our supervisory activities are critical for sound regulation.
18 Dec 2019 is based on the Commodity Futures Trading Commission's (CFTC or swaps reform under the 2009 G20 commitments, foreign jurisdictions 21 Aug 2019 On July 11, 2019, the Commodity Futures Trading Commission (CFTC) approved two proposed rules addressing the treatment of foreign GAO noted that: (1) U.S. securities, foreign futures, and OTC markets trade derivatives that are based on single stocks and stock indexes; (2) however, the